Compliance Center
francais

advisor15

Compliance Center

Copoloff’s business operation are subject to changing laws and regulations. Our employees, Attached Advisors (as defined in Quebec regulations) and Independent Advisors who hold contracts with us are responsible for understanding and complying with legal and regulatory requirements that apply to them wherever they operate.  We provide the following tools and templates as a service, to make the job of compliance easier for our partners and employees.

 BUTTON  buttonIND

REQUIRED READ BEFORE USE – DISCLAIMER

The material provided herein is for the general information use by Copoloff Advisors. Much of the information is provided by CAILBA, an MGA association to which Copoloff members belong. Neither CAILBA nor Copoloff members are authorized or intend to provide legal or other professional advice or opinions of any kind. You should not act, or refrain from acting, based solely upon the materials provided herein. Copoloff and CAILBA advise you to obtain legal or other professional advice from your lawyers and other professional providers. While Copoloff and CAILBA have used their reasonable efforts to provide you with accurate materials, these materials are summary and general in nature. These materials provided should be verified against official sources and have no evidentiary value. Your use of these materials is entirely at your own risk. In no event shall Copoloff, CAILBA, their officers, directors, independent contractors, agents or employees be liable for any loss, cost or damages whatsoever (including, without limitation, damages for harm to business, loss of profits, programs or data, interruption of activities or any other pecuniary or economic loss) whether direct, indirect,incidental, punitive, special, exemplary, consequential or otherwise arising out of any use or misuse of, or any defects, inacc uracies, errors or omissions in these materials, even if Copoloff and/or CAILBA has been advised of the possibility of damages or if such damages are reasonably foreseeable.

DISCLOSURE DOCUMENTS

  • Advisor Disclosure Template   Sept. 2017
    note: Attached Advisors please email This email address is being protected from spambots. You need JavaScript enabled to view it. for your personalized disclosure form
  • Advisor Disclosure | Best Practices   Reference Document June 2017 
  • Disclosure Reference - Group Benefits and Retirement
  • POS for Seg. Funds

FATCA/CRS

Common Reporting Standards
To support the detection of international tax evasion, the Canada Revenue Agency will be exchanging information with tax authorities in other countries.   To facilitate this exchange of information, Common Reporting Standards have been developed at the Organization of Economic Cooperation and Development (OECD). To implement these standards in Canada, the Income Tax Act has been amended.  These new requirements require Canada Life, and other companies that are access points to the global financial system, to gather specific information about non-Canadian and Non-U.S. account holders.  Applications and forms including the international tax classification form (17-8947) have been updated to gather to comply with new requirements.  Advisors must use the most recent versions of forms and applications. 

 

You may keep yourself up to date by frequently visiting the following sites:

Our Compliance Team, Legal Team and Senior Managers are readily available to provide assistance relating to any compliance issues. For additional information regarding compliance standards, please refer to the links below or contact This email address is being protected from spambots. You need JavaScript enabled to view it.

www.lautorite.qc.ca
www.chambresf.com
www.assuris.ca
www.clhia.ca
www.lnnte-dncl.gc.ca
www.advocis.ca

COMPLIANCE NEWS

ASK THE UNDERWRITER

Do you have a question for an Underwriter?

send it This email address is being protected from spambots. You need JavaScript enabled to view it.

 

Complete the Trial App. form HERE

 

airmiles logoFind out how you can earn AIR MILES® reward miles by joining our Online Ordering Program. For details, email This email address is being protected from spambots. You need JavaScript enabled to view it..


NEED INFORMATION?

Are you a client looking for a Financial Advisor or product Information? We can help!

Head Office

montreal5500 Royalmount Avenue, suite 325
Mont-Royal, QC
H4P 1H7
Tel: (514) 731.9605
1.888.COPOLOFF
Fax: (514) 731.7499
This email address is being protected from spambots. You need JavaScript enabled to view it.

                                                  

Branch Office

toronto15 Wertheim Court, suite 510
Richmond Hill, ON
L4B 3H7
Tel: (905) 889.1101
1.800.387.4259
Fax: (905) 889.4995
This email address is being protected from spambots. You need JavaScript enabled to view it.

Join In

advisorloginblack

 
 Connect with us

linkedin-32x32 youtube small  

Look for us soon on

    rss-32x32 facebook-32x32